An Introduction to Children's and Adolescent Literature
By Dr. Gwen Athene Tarbox


Basic Premises

Even when it is designed to entertain, Children’s and Adolescent Literature includes an element of didacticism – after all, it is written by adults, and no matter how sympathetic adults can be to a young person’s viewpoint, they are still aware that their work has the power to influence the developing minds of its intended audience .  Authors of mainstream adult literature also tend to include elements of didacticism in their works, but they can afford to be less overt in their didacticism because they believe that their intended audience’s intellectual and moral development is already complete.

Like all literary texts, Children’s and Adolescent Literature reflects the cultural milieu in which it is written; however, it can also change the culture, especially when it is written by authors who embrace social change.   For instance, in 1974, Mildred Taylor published Roll of Thunder, Hear My Cry, one of the first children’s novels to contain detailed, frank discussions of slavery and its aftermath.   Prior to this time, most authors of children’s literature avoided controversial issues surrounding slavery, especially because they assumed that their audience would be comprised mostly of whites who might not like to acknowledge the country’s involvement in human rights violations.   Ms. Taylor ignored this tradition and wrote about a black family’s inner life, without concern for sparing anyone’s feelings.   The result was a Newbery Award winning novel and a sea change in children’s literature.   After the early 1970’s, authors were more likely to employ realistic portrayals of historical events and to emphasize psychologically complex relationships between characters.

Key Questions/Discussion

1.       How did authors of pre-twentieth century U.S. Children’s and Adolescent Literature balance didacticism with entertainment?

One glance at the title page of the first successful American children's book reveals the concern that Puritan parents had regarding their children’s moral lives.   A Token for Children:  Being an Exact Account of the Conversion, Holy and Exemplary Lives, and Joyful Deaths, of Several Young Children, written in 1642 by James Janeway, combines adult concerns about infant damnation and infant mortality with language and illustrations thought to be appropriate for an audience of children. Janeway's purpose in writing A Token for Children was twofold; he wished to secure parents' interest in the salvation of their children and to instruct his young audience in the intricacies of religious self-scrutiny.   "Are the Souls of your Children of no value?... Shall the Devil run away with them without controul?" he asks in his preface to Parents, School-masters, and School-Mistresses.   "They are not too little to dye," he warns. "They are not too little to go to Hell..." (3-4). Janeway hoped that parents would use his book to remind their children that "every Mothers Child of you are by Nature, Children of Wrath," a message that was echoed in the pulpits of many a Puritan church (5).  John Cotton spoke for his peers when he observed that children were "'capable of the habits and gifts of grace from their first Conception...and, as soon capable of sin.'"

            To his young readers, Janeway emphasized the importance of entering into a covenant with God before it was too late.   Infant mortality in seventeenth-century New England was extremely high; during the 1640s, three out of every ten babies born in Boston would die before reaching adolescence.   Given that most couples had seven or eight children, the likelihood for bereavement was great, and many young readers of A Token for Children would have seen one or more of their siblings buried in the family plot.  With this thought in mind, Janeway begins his text by asking a series of questions designed to encourage introspection and fear:   "Did you ever hear of a little Child that died?   And if other Children die, why may not you be sick, and die?   And what will you do then, Child, if you should have no grace in your heart, and be found like other naughty children?" (12).

            Typical of Janeway’s protagonists is Anne Lane, a child who is "sanctified from the very Womb" (17).  Once assured of her own state of grace -- at the age of four -- Anne is shocked to find that her father is "little acquainted with the power of Religion."   As Janeway describes it, she "put him upon a thorow [sic] inquiry into the state of his Soul, and...that a Babe and suckling should speak so feelingly about the things of God, and be so greatly concerned not only about her own soul, but about her Father's too, [led to] the occasion of his conversion" (15).  Another young heroine, Mary A., advocates against the public display of emotion, even if that emotion were inspired by religious zeal.   She "was greatly afraid...of doing any thing to be seen by men" and would comport herself modestly in church.   Mary also declines to play games with her siblings and their friends because she would rather read the Bible ; hers is an adult sensibility, shared by Janeway's other heroines (28).  

            Our received interpretation of colonial history suggests that Puritan parents were very concerned about the state of their children's souls and thus would have approved of Janeway's depiction of his pious and diminutive heroines.   Years later, Cotton Mather was so convinced of the book's efficacy that he published a special edition and appended to it a number of entries drawn from his own observation.   Significantly, Janeway's fame was not restricted to his lifetime, or century, or even to the New England region; well into the eighteenth century, his portrait of idealized American childhood served as a model for the authors of children's literature. 

In Behold the Child, critic Gillian Avery observes that the majority of children in colonial literature ended their careers on their death beds, assured of grace, and enfolded in Christ's arms. However, while this formula may have worked for the Puritans, it held less value in a post-revolutionary, post-Lockian America.  By the early nineteenth century, authors of children's books, Jacob Abbott and Charlotte Yonge among them, discouraged parents from allowing their offspring to worry excessively about religious matters.   "'We often weary our children with the subject, or alienate their hearts from it,'" Abbott wrote.  "'If your children express strong interest in religious truth and duty for a time, be pleased with it, but place little confidence in it.'"   Charlotte Yonge was just as critical of those books that "dealt in the young child who goes about asking people whether they are Christians, or else in the equally unnatural one who is always talking about its white robes.  Both alike die young, and are equally unreal and unpractical."

            Yonge and her peers had inherited a very different American culture than the one experienced by their New England Puritan ancestors.   In a nation consumed with expansion, industrialization, and urbanization, there was very little time for children to engage in morbid self-scrutiny.  The shapers of the early republic, influenced by Jean JacquesRousseau's theories of childhood innocence and John Locke's essays on free will, wanted their children to focus on learning hard work and self-control, and they expected these values to feature prominently in the literature that was written for the young.   Deacon Nathaniel Willis, publisher of The Youth's Companion, the most successful of nineteenth-century children's periodicals, set the tone for a new generation of children's authors in the inaugural issue of the magazine, dated April 1827:

This is a day of peculiar care for Youth....   Patriots and philanthropists are making rapid improvements in every branch of education.  Literature, science, liberty and religion are extending on the earth.   The human mind is becoming emancipated from the bondage of ignorance and superstition.  Our children are born to higher destinies than their fathers; they will be actors in a far advanced period of the church and the world.   Let their minds be formed, their hearts prepared, and their character moulded for the scenes and duties of a brighter day.

            It was at this time that the themes of children’s literature became highly divided, based upon gender.  Boys, who were intended to follow “the higher destinies” referred to by Willis, were treated to texts in which industrious young men raised themselves from poverty into affluence.  In the realm of girls’ literature, the American girl became what might be called "the little educator," or what Sarah Lesley, an antebellum critic of children's fiction, labeled "'the little prig.'"    Still pious and virtuous, the child heroine was shown to prepare for her role as a dutiful wife and mother by escorting everyone within her reach through "the school of virtue."   Unfortunately, this made for a very dull body of work.   Anne Scott MacLeod, an expert in antebellum children's literature, describes the reasoning behind the serious tone of girls’ and boys’ literature:

No one can make a claim for the literary merit of this fiction:   there was none....  The characteristically sober tone of all the literature [was] a natural consequence of the authors' view of the purpose of childhood, which was serious in the extreme.  Childhood was wholly preparation, entirely a moral training ground for adult life.   Frivolity, imaginative play, and uninstructive entertainment were dismissed, not so much because they were sinful as because they wasted the brief, precious time in which a child must learn so much that was so important.  

            In addition to countless tracts in which heroines saved their fathers from drink -- Female Influence, or The Temperance Girl being a typical title -- there were the stories of the enterprising and efficient young girl who helped to provide for her family.   In Catherine Maria Sedgwick's The Poor Man, and the Rich Poor Man, for instance, a young daughter "tacks worsted binding together for Venetian blinds whereby she got from a manufacturer...two shillings a week, and at the same time, she teaches a sister, something more than two years younger, the multiplication table."   The antebellum heroine was typically home-bound, even if she worked, and she accepted her role without question.

Entertainment made its way into nineteenth-century Children’s and Adolescent Literature in two ways:  through the fairytale and through the adventure series.   Fairytales originated from folklore – a folktale is a story that circulates orally without having been written down.   Beginning in the sixteenth century, however, authors such as Giambattista Basile and Shakespeare began to incorporate folklore into their stories and plays.  By the nineteenth century, the Brothers Grimm, Charles Perrault, and other scholars had recorded volumes of folklore that had been circulating in Europe for thousands of years.  Modern scholars estimate that there are over 400 versions of “Cinderella,” the first being a Chinese rendition that is thousands of years old.   A fairytale is a story that was once an oral folktale, but has at some point in its history been written down and printed as a published text.   In modern times, authors such as Hans Christian Andersen have written fairytales based upon the format of folklore, and producers such as Walt Disney have adapted fairytales and folklore to the movie format.   Another term for an adaptation or a version of a fairytale is the word variant .  Thus, we can say that The Brothers Grimm’s “The Frog Prince” and Disney’s Beauty and the Beast are variants of Tale Type 425, The Search for the Lost Husband, Sub-type I, The Monster as Husband.

Characters in fairytales are usually one dimensional in nature – they are either good or bad.  On a very basic level, fairytales operate on the principle of wish fulfillment.   The conflicts in fairytales usually center on the injustice that is perpetrated against a good character and the way in which that character restores his/her power.  Typically, good characters are rewarded, and bad characters are punished.    The fact that fairytales are didactic in nature did not prevent Puritan and early colonial parents from disapproving of the genre.   The intervention of magical characters, the absence of a Christian God, and the tendency for children to be represented as powerful agents of their own destinies were all threatening to the Puritan belief system.   However, by the nineteenth century, standards had lessened, and the fairytales of Perrault, the Brothers Grimm, and Hans Christian Andersen became part of most American children’s libraries.

Another change in children’s literature also heralded a balance between didacticism and entertainment.  In the mid-1850’s, a number of publishers began to print adventure tales for boys in series form – thus began the sub-genre of children’s series fiction ..  For as little as 5 cents, a child could read about the industrious exploits of Ned Nevins, the Newsboy or Horatio Alger’s Ragged Dick.  Later in the century, Twain’s TomSawyer seemed to glorify disobedience.  Sometimes, the action in boys’ adventure series became bizarre and morbid, as is the case in the popular Peck's Red-headed Boy , where a gang of youths is shown tying a stick of dynamite to a stray mutt's tail and shouting with glee as "the sky rained dog.'"   Clearly, didacticism was increasingly a tempered presence in American children’s fiction.

Children particularly appreciated series fiction because it contained predictable plots and predictable characters.  John Cawelti, a prominent literary critic, has noted that children enjoy series texts because they take comfort in knowing what comes next.   This may explain why young readers will spend so much time reading and re-reading Goosebumps novels, the Harry Potter series, and Nancy Drew mysteries.  Even though these texts include adventure and suspense, they also end with order restored and with praise heaped upon the hero or heroine.   Literature for children quite obviously changed over the centuries so that now most texts are designed to spark a child’s imagination, while teaching a modest lesson.

2.       What changes in society influenced twentieth-century authors of Children’s and Adolescent Literature to begin focusing on the young person’s point of view?

Contemporary ideas of childrearing, which place childhood in a privileged position, had their beginnings in the Enlightenment era of the 18th century, when such philosophers as John Locke and Jean Jacques Rousseau began to put forth theories on how children developed.   Locke argued that children were born with “blank slates” and that their personalities were formed through experience.   This theory placed more responsibility for a child’s behavior on the parents; after all, if a child were born with a blank slate and grew into a selfish, loudmouth, obviously, the environment in which the child was raised would be to blame.  Jean Jacques Rousseau’s ideas, which were published soon after Locke’s treatises on childhood, took a different slant:  Rousseau argued that children were born with an innate sense of right and wrong and an innate plan for healthy, orderly growth.   Although this view contrasted with Locke’s theory of the blank slate, it did perpetuate the idea that if a child “went bad,” it was because something was wrong in the environment that meddled with the child’s natural morality.  As these ideas took root, middle class colonial parents began to question the way that they were raising their children.  As a result, parents and educators began to advocate the idea that childhood was a separate, delicate stage of development, and they began to extend the time of childhood and to alter children’s daily routines.   In the nineteenth century, legislation in this vein increased the amount of schooling a child was to have by law, and it made child labor illegal. 

By the early twentieth-century, the field of child psychology was pioneered by such luminaries as Freud, Hall, Piaget, and Erickson.   Although their theories differed slightly, all of these scientists argued that children grew through a series of developmental stages until they reached maturity.  Their theories recognized that human development takes place over time and is influenced by such factors as nutrition, home life, education, and socio-economic status.  

Another important development in the twentieth century was the increase in what people back then called “peer culture.”   As families began to move to urban areas and as a K-10 education became mandatory, children spent more time with each other, on average, than with their families.  As a result, they began to pay attention to their peers’ ideas and opinions.   By the 1920s, some cultural commentators dubbed this concept “youth culture” or “peer culture,” and to call its participants “teenagers.”   While many adults did not relish the fact that their children were becoming more free in expressing their desires or making their own decisions, the manufacturers of clothes, jewelry, cosmetics, sporting gear, and BOOKS started to take advantage of this new market niche.   Increasingly, the teenage viewpoint was solicited and commented upon in major newspapers and magazines.  With the introduction of films and TV, teenage culture became the focus of the entertainment industry, as well.   For the first time in recorded history, the viewpoint of the child and adolescent was at the center of the culture.

Authors of children’s literature responded to this trend by writing more “realistic” texts in which young people’s slang, music, fashion, and relationships took center stage.  Especially with the publication of Judy Blume’s 1970 novel Are You There God?   It’s Me, Margaret, such themes as sexual development and social rebellion ushered in the “teen problem novel ,” a sub-genre that focused on a particular adolescent concern.   While these novels were momentarily popular, most of them faded from the public realm once the particular problem in question – teen drinking, for instance – was overshadowed by another problem, such as teen drug use or sexual abuse.  Nevertheless, the idea that young readers should be provided with literature that addressed their cultural reality marked a departure from the early didactic novels, in which children and adolescents lived a utopian existence and were never faced with major social problems.

Another major change in children’s and adolescent literature occurred in the 1970s and 1980s, when black, Hispanic, Asian and Native American authors broke through the publishing industry’s “glass ceiling” and began to write novels intended to portray “minorities” in a realistic light.   Mildred Taylor’s Newbery Award winning 1975 novel Roll of Thunder, Hear My Cry is a perfect example of this new trend.   Her protagonist, Cassie Logan, a young black girl growing up in 1930s Mississippi, describes the hurt of receiving second-class school books, of having to walk to school, while the white children are bussed, and of having to apologize to a white girl for an offense that she did not commit.   Cassie’s parents help her to understand racism by providing her (and the reader) with a detailed account of slavery in the U.S. and by encouraging her to maintain her self-esteem in the face of a racist society.   Such frankness would never have been acceptable to mainstream publishers in the 1930s, when the novel is set.   However, as the Civil Rights movement took hold, authors were finally able to write realistically about racism and prejudice.

Most contemporary Children’s and Adolescent Literature is based upon the following premises:

1.       Children are excellent social observers, whose viewpoints are often more frank than those of adults.

2.       As readers, children are capable of filtering fantasy from fact; they are also able to identify with experiences and ideas that are new to them.

3.       Authors have a responsibility to provide realistic life events and moral dilemmas to their young readers.

Out of these premises has emerged the sub-genre of Psychological Realism , a term I use to define current trends in children’s and adolescent literature in which an emphasis is placed upon the inner life of the protagonist.   Unlike their literary predecessor, the teen problem novel, texts written using psychological realism tend to focus on the whole life experience of a character, not just upon a particular problem or social conflict that the character may be facing.

            One of the best ways to interpret these novels is by working from the diagram below.

 

Self  ---------   Family  ------------ Peers  -------------- Community ---------------  Larger World of Ideas

 

            Essentially, a child develops an understanding of the world through an ever-increasing web of information.  First, the child learns about others by developing relationships with family and with peers.  Then, by attending school and becoming active in church, club, and sporting events, the child comes to know his/her community.  Finally, through study and observation, the child learns about the culture’s history and beliefs, or what I term “the larger world of ideas.”   Under normal circumstances, this development process takes years; however, when an emotionally traumatic occurrence intrudes into a child’s life, he/she is often compelled to skip developmental steps and to confront “the larger world of ideas” before he/she is sufficiently mature.   For example, Ruth White’s novel, Belle Prater’s Boy , the eleven year-old protagonist Gypsy  has repressed an awful memory – finding her father’s body after he has shot himself in the face.  Because she was only five years old when she saw this terrible sight, she is unable to understand the reasons for her father’s actions, and in order to cope, she creates and comes to believe the idea that her father perished while working as a volunteer fireman.  Over the years, it becomes harder and harder for Gypsy to suppress the truth, and in order for her to return to normal functioning, she eventually accepts her father’s suicide.  Another example can be drawn from Taylor’s Roll of Thunder, Hear My Cry , in which ten year-old Cassie Logan witnesses a lynch mob.   In that moment, she is catapulted out of the typical childhood concerns of friends and school and is forced to face “the larger world of ideas” – in this case, the racist South in which she lives.

            As you read for my class, ask yourself these questions:   At the beginning of the novel, which level of development has the protagonists reached?  By the end of the novel, how thoroughly has he/she encountered the “larger world of ideas”?  The prominent conflict in modern children’s and adolescent novels occurs as a protagonist is lifted out of childhood to face an unpleasant social or cultural reality.    

Important Terminology

Bildungsroman:  A narrative that focuses on the intellectual and emotional development of a character.  Typically, the character goes through various learning experiences before settling on a vocation and becoming an integrated part of the community.   This genre gained popularity in the eighteenth century, as novelists began to focus more upon the lives of the common people – especially upon members of the middle class.  Examples of bildungsromane include:  Tom Jones by Henry Fielding, Emma by Jane Austen, Portrait of the Artist as aYoung Man by James Joyce, and Remembrance of Things Past by Marcel Proust.  Bildungsroman is a German word, combining “bildung,” which means growth and “roman,” which means novel; a bildungsroman is a novel of growth.   Bildungsromane is the plural form.   In contemporary criticism, the bildungsroman is usually referred to as the coming-of-age narrative .

Caldecott and Newbery Awards:   Named after pioneers in the publication of children’s literature, the Caldecott Medal for excellence in children’s picture book illustration (initiated in 1938) and the Newbery Medal for excellence in children’s literature (initiated in 1922) are awarded annually by the American Library Association.

Character:  Characters are the people who inhabit the fictional world of literary texts.   When we read a narrative, we expect the author to provide us with consistent depictions of his/her characters; in this way, we are able to follow the progress of the characters and to understand their decisions and actions.  Flat characters possess a few readily identifiable traits and change very little during the course of a story.   Round characters are more complex and change during the course of a story.

Cultural Milieu:   The atmosphere of a particular time and place.   Here is how a critic might use the term:   Mildred Taylor was very influenced by the cultural milieu of the Civil Rights movement.

Didacticism:   The idea that a work of literature must teach moral lessons.

Genre:  The specific category of literary production that includes traits that are particular to it.  Poetry, drama, and fiction are genres; the bildungsroman is a sub-genre of the novel.   Children’s literature is a genre; fairytales, nonsense rhymes, and fantasies are sub-genres .

Intended Audience:   The imaginary readers whom an author has in mind when he/she creates a narrative.   Sometimes, once a book is published, an audience that the author did not anticipate ends up enjoying the book. For instance, J. D. Salinger wrote Catcher in the Rye for an adult, “highbrow” audience, but teenagers ended up reading and enjoying it, as well.

Infant Damnation:   The Puritan belief that children were born in a “fallen” state and were just as capable of doing evil as they were of doing good.   For this reason, religious instruction at the earliest ages was emphasized, a fact that explains why the literacy rate in colonial New England was so high.

Infant Mortality Rate:   The survival rate of children under the age of four.   In the Puritan colonies, the infant mortality rate averaged 40%, a statistic that remained firm until the 1720s.   Because Puritan parents believed in infant damnation, the high morality rate caused them much anxiety – they feared that their infant children would die sinners if they were not quickly taught to seek their salvation.

Historical eras/major wars in U.S. history:   the Colonial Period:  1620-1780; the Revolutionary War era:   1774-1780; the republican era:   1780-1830; the Antebellum era:   1830-1865; the Civil War:  1860-1865; the Reconstruction era:   1865-1890; the Progressive-era:   1890-1920; World War I:  1914-1919; the Jazz Age:  1920-1929; the Great Depression:  1929-1939; World War II:  1941-1945 (the war began in Europe in 1939, but the U.S. did not join in until the bombing of Pearl Harbor on December 7, 1941); the Cold War era:   1945-1987; the Korean War:   1952- 1955; the Civil Rights movement:   1955-1975; the Watergate era:   1971-1976; the Vietnam War:   1963-1975; the Reagan era: 1980-1992; the Gulf War:   1991-1992; the Clinton era:   1992-2000.  Former male slaves and their male descendants theoretically received the right to vote in 1865 – however, they were often kept from voting by public intimidation.   Women received the right to vote in 1920.

John Locke and Jean Jack Rousseau:   Both men were philosophers during the Enlightenment era of the 18th century.  Locke believed that a child was born with a blank slate or a “tabula rasa,” and that his/her character was shaped by experience.   Rousseau believed that a child was naturally endowed with a sense of right and wrong and with an innate plan for orderly, healthy growth.   He called children “noble savages” and argued that if a child behaved badly, it was because his/her guardians had somehow stunted his/her natural sense of morality.

Normative Center:   The place in the text where ideal interpersonal interaction takes place.   Authors of realist fiction will often use a normative center in order to compare the other settings in the novel to the idea place.   Doing so sends a message to the reader that the culture should create the conditions that would allow the normative center to prevail.   If there is no normative center in the text, the author may be making the statement that the situation is hopeless.

Pedagogy:   An academic term referring to education or educational practice.

Protagonist:   The main character in a narrative.

Plot vs. Theme:   A plot is the sequence of events that comprise a novel.   The theme is the significance that we draw from the plot.   For example, the plot of “Goldilocks and the Three Bears” involves the experiences of a young girl who trespasses in a bear family’s home, eats their food, breaks their furniture, sleeps in their beds, and -- depending upon the version – is eaten or forgiven.   The theme of this didactic tale is that young children should not go off the beaten path when they are sent on an errand.

Problem novel:   A sub-genre of adolescent literature that developed out of the “consciousness raising” of the 1960s, in which authors attempted, for the first time, to address realistically the social problems faced by many U.S. teenagers.  While these texts brought a greater level of verisimilitude to adolescent literature, they also proved to have a short shelf life.   Once a particular problem such as teen drinking was overshadowed by teen drug use, novels that focused on teen drinking seemed out of date.

Psychological Realism:   A term I use to define current trends in children’s and adolescent literature in which an emphasis is placed upon the inner life of the protagonist.   Unlike their literary predecessor, the teen problem novel, texts written using psychological realism tend to focus on the whole life experience of a character, not just upon a particular problem or social conflict that the character may be facing.

Reified Idea:   A concept that people believe to be a natural law or precept, but which is actually culturally constructed.   For example, in the nineteenth century, the belief that women were physically incapable of complicated thought was a reified idea.   Most people felt that it was a natural law, but it was actually a view that had been perpetuated in order to discourage women from pursuing higher education.  No one person is usually responsible for a reified idea – it tends to grow out of a larger cultural impulse.

Repertoire:   The body of knowledge about life and literature that is assumed in order for a reader to understand a text.   For instance, if we are to understand and appreciate the story “Goldilocks and the Three Bears,” it is assumed that we can identify and define such terms as “bear,” “porridge,” and “punishment.”   Without the knowledge of these concepts, it would be impossible for us to understand the story.  Of course, one way that a child can expand his/her repertoire is by asking questions.  Children learn by filling in their knowledge gaps. 

Series fiction:   A form of popular literature involving adventures and/or mystery, in which a group of characters are presented in a series of predictable plot lines.  Readers enjoy series fiction because they find that predictability can be comforting.   This is why, for instance, children read Goosebumps , Nancy Drew, or the Babysitter’s Club series.

Suspense:   The tension readers feel when the events of a story are temporarily left incomplete; usually, the reader experiences relief when the suspense is resolved through subsequent plot development.   An author creates suspense by using this pattern:

 

A.  Questions are raised.                  Will Goldilocks find a porridge that is “just right”?   Will the bears be  upset that she is eating their food?

 

            B.  Partial Answers are given.          Goldilocks finds that baby bear’s porridge is just right, so she
                                                                          eats it.

 

            C.  Some questions are left              Where are the bears?  Where will Goldilocks take her nap?                                    unanswered or new questions
                  are raised.

 

Taming Narrative:  A conservative novel sub-genre in which a character is brought in line with prevailing cultural norms.   Examples include Twain’s Tom Sawyer and Coolidge’s What Katy Did .